Gila River Health Care Corporation
Gila River Health Care Corporation
PROVIDER MANUAL
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Arizona Department of Health Services

Division of Behavioral Health Services
PROVIDER MANUAL
Gila River Regional Behavioral Health Authority Edition


Section 9.1 Training Requirements


9.1.1 Introduction
9.1.2 References
9.1.3 Scope
9.1.4 Did you know…?
9.1.5 Objectives
9.1.6 Procedures
9.1.6-A. Required training for behavioral health providers
9.1.6-B. Office of Behavioral Licensure (OBHL) required training
9.1.6-C. Required training specific to Professional Foster Homes Providing HCTC Services
9.1.6-D. Required training specific to Community Service Agencies
9.1.6-E. Other situations that may prompt additional behavioral health provider training
9.1.6-F. Training Expectations for ADHS/DBHS Clinical Recovery Practice Protocols
9.1.6-G. Training Requests


9.1.1 Introduction
Behavioral health agency staff must participate in appropriate training, education, and technical assistance in order to effectively meet the requirements of the the Arizona Department of Health Services/Division of Behavioral Health Services (ADHS/DBHS) public behavioral health system. ADHS/DBHS requires that behavioral health providers receive certain training with the intended purpose of meeting the following goals:

The intent of this section is to provide information to behavioral health providers regarding the scope of required training topics, how training needs are identified for behavioral health providers and how behavioral health providers may request specific technical assistance from contracted T/RBHAs.

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9.1.2 References
The following citations can serve as additional resources for this content area:

9.1.3 Scope
To Whom Does this Apply?

This section applies to all behavioral health providers delivering services within the ADHS/DBHS public behavioral health system.

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9.1.4 Did you know...?

  • ADHS/DBHS monitors the T/RBHAs to ensure that behavioral health providers receive all required training.
  • ADHS/DBHS requires T/RBHAs to consult with providers regarding what training topics are necessary, how training curricula are developed and how training content is presented.
     
  • Information concerning the qualifications required of T/RBHA and provider trainers is determined by each T/RBHA. Please contact the Gila River BHS Training Coordinator to learn more about specific training information at 602-528-7100.
  • In addition to the required training content areas, T/RBHAs must ensure that appropriate training/technical assistance is available to behavioral health providers when deficiencies are identified.
     
  • Providers involved in ordering, providing, monitoring or evaluating seclusion or restraint must complete and document education and training. Education and training must include the following: understanding behavioral and environmental risk factors, nonphysical interventions, the safe use of seclusion or restraint and responding to emergency situations in accordance with R9-20-602(Q).
  • Family members, peer-run, family-run, and parent-support organizations must be utilized to provide technical assistance, training, coaching and support to peers, family members and youth who assume leadership roles within the behavioral health system (i.e., roles or membership on Boards of Directors and advisory groups which develop and implement programs, policies, and quality management activities).

9.1.5 Objectives
To ensure that behavioral health providers have the necessary knowledge and skills to successfully provide high quality services to persons receiving services in the public behavioral health system.

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9.1.6 Procedures

9.1.6-A Required training for behavioral health providers
(This section does not apply to Home Care Training to Home Care Client (HCTC) providers [see subsection 9.1.6-C] and Community Service Agency providers [see subsection 9.1.6-D].)

The following is required training content that behavioral health providers should receive before providing services, but must receive within 90 days of the staff person's hire date, as relevant to each staff person's job duties and responsibilities:

  • Screening for eligibility, enrollment for covered behavioral health services (when eligible), and referral when indicated;
  • Use of assessment and other screening tools (e.g., substance-related, crisis/risk, developmental, etc.), including the Birth-to-Five Assessment depending upon population(s) served;
  • Application of diagnostic classification systems and methods depending upon population(s) served;
  • Use of effective interview and observational techniques that support engagement and are strengths-based, recovery-oriented, and culturally sensitive;
  • Behavioral health service planning that addresses the client’s/family’s needs as identified through initial and ongoing assessment practices;
  • Behavioral health record documentation requirements;
  • Confidentiality/HIPAA;
  • Coordination of care requirements with Primary Care Providers (PCPs) (see PM Section 4.3, Coordination of Care with AHCCCS Health Plans, Primary Care Providers and Medicare Providers) and other involved agencies and government entities (see PM Section 4.4, Coordination of Care with other Governmental Entities);
  • Sharing of treatment/medical information;
  • Management of difficult cases, including high-risk persons and persons that are court ordered for treatment;
  • Covered behavioral health services (including information on how to assist persons in accessing all medically necessary covered behavioral health services regardless of a person’s behavioral health category assignment or involvement with any one type of service provider);/li>
  • Overview of Substance Abuse Prevention and Treatment Block Grant: Priority placement criteria, interim service provision, consumer wait list reporting, and expenditure restrictions of the Substance Abuse Prevention and Treatment Block Grant in accordance with requirements in PM Section 3.19, Special Populations; PM Section 3.2 Appointment Standards and Timeliness of Service; PM Section 3.21 Service Prioritization for Non-Title XIX/XXI Funding, and 45 CFR Part 96);
  • Early, Periodic, Screening, Diagnosis and Treatment (
  • Rights and responsibilities of eligible and enrolled behavioral health recipients, including rights for persons determined to have Serious Mental Illness;
  • Appeals, grievances and requests for investigations;/li>
  • Complaint Process;
  • Customer service;
  • Fraud and abuse requirements and protocols;
  • Managed care concepts, including information on the T/RBHA and the public behavioral health system;
  • Overview of Arizona behavioral health system policies and procedures, including the ADHS/DBHS system principles:
  • Best practices in the treatment and prevention of behavioral health disorders;
  • Clinical training as it relates to specialty populations and/or conditions;
  • Information regarding the appropriate clinical approaches when delivering services to children in the care and custody of ADES/DCYF;
  • Cultural competency;
  • Overview of partnership with Department of Economic Services/Rehabilitative Services Administration (DES/RSA);
  • Child and Family Team (CFT) practice depending on the population(s) served;
  • Third party liability and coordination of benefits;
  • Claims/encounters submission process;
  • Advance Directives;
  • Interpretation and translation services;
  • Identification and reporting of persons in need of Special Assistance for individuals who have been determined to have a Serious Mental Illness (SMI) and ensuring involvement of persons providing Special Assistance;
  • ADHS/DBHS Demographic Data Set, including required timeframes for data submission and valid values; and
  • Medicare Prescription Drug Modernization and Improvement Act of 2003 (MMA), including the following (as required by the Balanced Budget Amendment):
    • Assisting persons in choosing a Medicare Part D plan;
    • Accessing relevant resources (e.g., plan formularies); and
    • Answering questions and obtaining informational materials.

Continuing Training Requirements
In addition to training required within the first 90 days of hire, all providers are required to undergo ongoing training for the following content areas:

  • Each RBHA must provide evidence to the Office of Program Support (OPS) Encounter Unit, on a monthly basis, of ongoing provider training concerning procedures for submission of encounters. In addition, the RBHA must provide training to any provider with a data validation review rate greater than ten percent;
  • ADHS/DBHS Demographic Data Set, including required timeframes for data submission and valid values; and
  • Providers must ensure that staff at all levels and across all disciplines receives ongoing education and training in culturally and linguistically appropriate service delivery.

ADHS/DBHS also recognizes that there may be ongoing training requirements, specific to each T/RBHA. Please contact the Gila River BHS Training Coordinator to learn more about specific training information at 602-528-7100.

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9.1.6-B. Office of Behavioral Health Licensure (OBHL) required training
(This section does not apply to Home Care Training to Home Care Client (HCTC) providers [see subsection 9.1.6-C] and Community Service Agency providers [see subsection 9.1.6-D].)

The following is required training content where a licensee shall ensure that a behavioral health technician or behavioral health paraprofessional has the skills and knowledge necessary to perform the duties consistent with the job description of the behavioral health technician or behavioral health paraprofessional and the services the agency is authorized to provide including, if applicable, the skills and knowledge necessary to:

  • Protect client rights in R9-20-203;
  • Provide treatment that promotes client dignity, independence, individuality, strengths, privacy and choice;
  • Recognize obvious symptoms of a mental disorder, personality disorder, or substance abuse;
  • Provide the behavioral health services that the agency is authorized to provide and that the staff member is qualified to provide;
  • Meet the unique needs of the client populations served by the agency or the staff member, such as children, adults age 65 or older, individuals who have substance abuse problems, individuals who are seriously mentally ill, or individuals who have co-occurring disorders;
  • Protect and maintain the confidentiality of client records and information;
  • Recognize and respect cultural differences;
  • Recognize, prevent, and respond to a situation in which a client:
    • May be a danger to self or a danger to others,
    • Behaves in an aggressive or destructive manner,
    • May be experiencing a crisis situation, or
    • May be experiencing a medical emergency;
  • Read and implement a client's treatment plan;
  • Assist a client in accessing community services and resources;
  • Record and document client information;
  • Demonstrate ethical behavior, such as by respecting staff member and client boundaries and recognizing the inappropriateness of receiving gratuities from a client;
  • Identify types of medications commonly prescribed for mental disorders, personality disorders, and substance abuse and the common side effects and adverse reactions of the medications;
  • Recognize and respond to a fire, disaster, hazard, and medical emergency; and
  • Provide the activities or behavioral health services identified in the staff member's job description or the agency's policy and procedure.

Training must be completed and documented in accordance with OBHL requirements (see R9-20-204(F) and R9-20-206).

9.1.6-C. Required training specific to Professional Foster Home Providing HCTC Services

Children
Medicaid reimbursable Home Care Training to Home Care Client (HCTC) services for children are provided in Professional Foster Homes licensed by the Arizona Department of Economic Security, which must comply with training requirements as listed in R6-5-5850. All agencies that recruit and license Professional Foster Home providers must provide and credibly document the following training to each provider:

  • CPR and First Aid Training;
  • 30 hours of pre-service training utilizing Partnering for Safety and Permanence: the Model Approach to Partnerships in Parenting (PS-MAPP);
  • 18 hours of pre-service training utilizing the Arizona Home Care Training to Client Service Curriculum.
  • Behavioral health management of crisis situations including:
    • Prevention of violent behaviors,
    • Behavior management skills, and
    • De-escalation techniques
  • Medical/health care issues, procedures, and techniques, including the purpose/use/administration of medications, medication interactions, and potential medication reactions.

The provider delivering HCTC services must complete the above training prior to providing services. In addition, the provider delivering HCTC services for children must complete and credibly document annual training as outlined in R6-5-5850, Special Provisions for a Professional Foster Home.

Adults
Medicaid reimbursable HCTC services for adults are provided in Adult Therapeutic Foster Homes licensed by the Arizona Department of Health, which must comply with training requirements as listed in R9-20-1502:

  • Protecting the person’s rights;
  • Providing behavioral health services that the adult therapeutic foster home is authorized to provide and the provider delivering HCTC services is qualified to provide;
  • Protecting and maintaining the confidentiality of clinical records;
  • Recognizing and respecting cultural differences;
  • Recognizing, preventing or responding to a situation in which a person:
    • May be a danger to self or a danger to others
    • Behaves in an aggressive or destructive manner;
    • May be experiencing a crisis situation; or
    • May be experiencing a medical emergency;
  • Reading and implementing a person’s treatment plan; and

  • Recognizing and responding to a fire, disaster, hazard or medical emergency.

In addition, providers delivering HCTC services to adults must complete and credibly document annual training as required by R9-20-1502.

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9.1.6-D. Required training specific to community service agencies
Community Service Agencies (CSAs) must submit documentation as part of the initial and annual CSA application indicating that all direct service staff and volunteers have completed training specific to CSAs prior to providing services to behavioral health recipients. For a complete description of all required training specific to CSAs, see Policy and Procedure Manual MI 5.2, Community Service Agencies – Title XIX Certification.

9.1.6-E. Other situations that may prompt additional behavioral health provider training
Additional training is necessary for behavioral health providers serving in specific roles and functions including:

In addition, specific situations may necessitate the need for additional training. For example, quality improvement initiatives may require focused training efforts. New regulations that impact the public behavioral health system may also require concerted training strategies (e.g., the Balanced Budget Act (BBA), Medicaid Modernization Act (MMA) and Deficit Reduction Act (DRA)).

9.1.6-F. Training Expectations for ADHS/DBHS Clinical and Recovery Practice Protocols
Under the direction of the ADHS/DBHS Chief Medical Officer, the Department publishes ADHS/DBHS Practice Protocols and identifies national clinical best practices to assist behavioral health providers. National guidelines and Practice Protocols without required elements can be accessed at http://www.azdhs.gov/bhs/guidance/guidance.htm.

Select Practice Protocols have required elements. Behavioral health providers should receive training on Practice Protocols with required elements before providing services, but must receive training within six months of the staff person’s hire date. (Protocol training is only required if pertinent to populations served). As Practice Protocols with required elements are revised or added, training expectations will be identified. Practice Protocols with required elements can be accessed at http://www.azdhs.gov/bhs/guidance/guidance.htm.

9.1.6-G. Training Requests
Please contact the Gila River BHS Training coordinator at 602-528-7100 to find out where and when training is available or to request technical assistance or trainings that are mentioned in this section.

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9.1 Training Requirements
Last Revised: 06/01/2010
Effective Date: 07/15/2010

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