Gila River Health Care Corporation
Gila River Health Care Corporation
PROVIDER MANUAL
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Arizona Department of Health Services

Division of Behavioral Health Services
PROVIDER MANUAL
Gila River Regional Behavioral Health Authority Edition


Section 3.16 Medication Formulary

3.16.1 Introduction
3.16.2 References
3.16.3 Scope
3.16.4 Did you know…?
3.16.5 Definitions
3.16.6 Objectives
3.16.7 Procedures
3.16.7-A. How is the formulary used to access medications?
3.16.7-B. Prior authorization
3.16.7-C. How can the Behavioral Health Providers have input?

3.16.1 Introduction
This section is only applicable to behavioral health providers contracted with a Tribal or Regional Behavioral Health Authority (T/RBHA.)

To ensure the availability of safe, cost-effective and efficacious medications, the Arizona Department of Health Services/Division of Behavioral Health Services (ADHS/DBHS) maintains a list of medications that T/RBHAs, at a minimum, must have on their formularies. ADHS/DBHS may add or delete medications from the minimum formulary based on factors such as obsolescence, toxicity, and substitution of superior products or newer treatment options. Title XIX/XXI eligible persons must have access to all covered laboratory, radiology, cardiology and other medical testing services.

Medicare eligible behavioral health recipients, including persons who are dually eligible for Medicare (Title XVIII) and Medicaid (Title XIX/XXI), receive Medicare Part D prescription drug benefits through Medicare Prescription Drug Plans (PDPs) or Medicare Advantage Prescription Drug Plans (MA-PDs). Prescription drug coverage for Medicare eligible behavioral health recipients enrolled in Part D is based on Part D plans' formularies. There may be an occasion when a behavioral health recipient's prescribed drug is not available through his/her Part D plan's formulary. This is considered a non-covered Part D drug. T/RBHAs and/or behavioral health providers must assist behavioral health recipients with requesting an exception from the Part D plan to acquire a drug not on a Part D plan's formulary.

When Part D plans do not grant an exception and when Part D covered drugs are not on a Part D plan's formulary, T/RBHAs may use state funds to cover the medications. Non-Title XIX/XXI funds are available but limited. As such, each Tribal and Regional Behavioral Health Authority (T/RBHA) must implement priorities for Non-Title XIX/XXI funded service delivery.

3.16.2 References
The following citations can serve as additional resources for this content area:

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3.16.3 Scope
To whom does this apply?

Medications are available through the T/RBHAs to:

  • All Title XIX and Title XXI eligible persons (excluding dual eligible persons);
  • All dual eligible persons who are prescribed medications not covered through Medicare but covered through Medicaid;
  • All persons determined to have Serious Mental Illness (SMI); and 
  • All other persons, based on available funding in accordance with Section 3.21, Service Prioritization for Non-Title XIX/XXI Funding, or as determined by the T/RBHA to have a medication benefit.

3.16.4 Did you know?

  • At a minimum, the T/RBHA’s formulary must include all medications on the ADHS/DBHS medication formulary, however, T/RBHAs may choose to maintain a more comprehensive formulary of covered medications.
  • The updated ADHS/DBHS medication formulary is posted on the ADHS/DBHS website. Updated information concerning covered medical testing services is also posted on the ADHS/DBHS website as part of the ADHS/DBHS Covered Behavioral Health Services Guide.
  • Each Medicare Prescription Drug Plan (PDP) and Medicare Advantage plan (MA-PD or MA-PD/Special Needs Plan) establishes its own formulary. Formularies are based on the Medicare Modernization Act Final Guidelines - Formularies issued by the Centers for Medicare and Medicaid Services (CMS). Each Part D plan’s formulary can be reviewed through http://www.medicare.gov.
  • Medicare Part D prescription drug coverage is subject to change, and drugs that are no longer excluded will be covered under Medicare, not Medicaid.

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3.16.5 Definitions
ADHS/DBHS Medication Formulary

Behavioral Health Medical Practitioner

Dual Eligible

Formulary

Medicare Advantage Prescription Drug Plan (MA-PD)

Prescription Drug Plan (PDP)

Prior Authorization

3.16.6 Objectives
To provide persons access to safe, cost-effective and efficacious medications.

3.16.7 Procedures

3.16.7-A. How is the formulary used to access medications?

Formulary Medications
Formulary medications will be accessed through Medicare Part D plans for Medicare eligible persons. The Gila River RBHA does currently maintain a formulary of psychiatric medications that includes those medications on the ADHS formulary as well as those additional medications selected by the Gila River psychiatric staff.

A person receiving medication(s) has the right to appeal a T/RBHA Formulary change or any decision that affects his/her coverage for medication(s) by speaking with the pharmacy/Indian Health Services.

Non-Formulary Medications
Accessing non-formulary medications for Medicare eligible persons will be contingent on policies set forth by each Part D plan. If a prescription drug is not included on the recipients’ Part D plan formulary, the T/RBHA must assist the behavioral health recipient in obtaining the non-covered medication(s).

Other TRBHA enrolled behavioral health recipients who require non formulary medications should speak with their Gila River behavioral health medical practitioner about how to obtain these for their use.

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3.16.7-B: Prior authorization
T/RBHA's must obtain approval from the ADHS/DBHS Medical Director or designee in writing prior to establishing prior authorization protocols for any medication included on the ADHS/DBHS Medication Formulary, including dosage and dispensing restrictions. If a T/RBHA or behavioral health provider requires prior authorization for medications, the requirements outlined in Section 3.14, Securing Services and Prior Authorization, Section 5.1, Notice Requirements and Appeal Process for Title XIX and Title XXI Eligible Persons, and Section 5.5, Notice and Appeal Requirements (SMI and Non-SMI, Non-TXIX/TXXI), must be met (see Section 3.14 Securing Services and Prior Authorization subsection 3.14.7-E.).

Gila River Behavioral Health Services does not require prior authorization for psychiatric medications.

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3.16.7-C: How can the Behavioral Health Providers have input?
Behavioral health providers can offer suggestions for adding or deleting medications to the ADHS/DBHS Medication Formulary or their contracted T/RBHA's medication formulary..

Changes to the ADHS/DBHS Medication Formulary
To propose additions or deletions to the ADHS/DBHS Medication Formulary, a Behavioral Health Medical Practitioner may submit a request to the Chief ADHS/DBHS Medical Officer or designee:

Chief Medical Officer
Department of Health Services
Division of Behavioral Health Services
150 North 18th Avenue, Suite 200
Phoenix, AZ 85007-3238
(602) 364-4753 (office)
(602) 364-4570 (fax)

Additions:
Requests for additions must include the following information:

  • Medication requested (trade name and generic name, if applicable);
  • Dosage forms, strengths and corresponding costs of the medication requested;
  • Average daily dosage;
  • Indications for use (including pharmacological effects, therapeutic uses of the medication and target symptoms);
  • Advantages of the medication (including any relevant research findings if available);
  • Adverse effects reported with the medication;
  • Specific monitoring required; and
  • The drugs on the current formulary that this medication could replace.

Deletions:
A detailed summary of the reason for requesting the deletion.

What happens with my request?
The ADHS/DBHS Chief Medical Officer will bring the request to the ADHS/DBHS Pharmacy and Therapeutics Committee for review. The ADHS/DBHS Pharmacy and Therapeutics Committee advises the Chief Medical Officer of requests for changes to the ADHS/DBHS medication formulary.

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3.16 Medication Formulary
Last Revised: 03/1/2010
Effective: 03/1/2010

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