Gila River Health Care Corporation
Gila River Health Care Corporation
PROVIDER MANUAL
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Arizona Department of Health Services

Division of Behavioral Health Services
PROVIDER MANUAL
Gila River Regional Behavioral Health Authority Edition


Section 3.15 Psychotropic Medication: Prescribing and Monitoring

3.15.1 Introduction
3.15.2 References
3.15.3 Scope
3.15.4 Did you know…?
3.15.5 Definitions
3.15.6 Objectives
3.15.7 Procedures
3.15.7-A. Basic requirements
3.15.7-B. Assessments
3.15.7-C. Informed consent
3.15.7-D. High-risk medications
3.15.7-E. Polypharmacy
3.15.7-F. Reporting requirements

3.15.1 Introduction
The use of psychotropic medications is often an integral part of treatment for persons receiving care for behavioral health conditions. As such, the use of psychotropic medications must be monitored closely to help ensure that persons are treated safely and effectively. ADHS/DBHS has developed guidelines and minimum requirements designed to:

  • Ensure the safety of persons taking psychotropic medications;
  • Reduce or prevent the occurrence of adverse side effects; and
  • Help persons who are taking psychotropic medications restore and maintain optimal levels of functioning and achieve positive clinical outcomes.

3.15.2 References
The following citations can serve as additional resources for this content area:

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3.15.3 Scope
To whom does this apply?

All T/RBHA and subcontracted providers utilizing Behavioral Health medical Practitioners to prescribe psychotropic medications to the following populations:

  • All Title XIX and Title XXI eligible persons;
  • All non-Title XIX/XXI persons determined to have a serious mental illness; and
  • All other persons, based on available funding.

3.15.4 Did you know?

  • A person’s target symptoms and clinical responses to treatment must be identified for each medication prescribed and documented in the person’s comprehensive clinical record. Also, the use of psychotropic medication must always be referenced and incorporated into the person’s individual treatment plan.
  • Education regarding all prescribed medications must be routinely provided to persons, family members, guardians, or designated representatives in a culturally competent, language appropriate manner.
  • Psychotropic medications that are not clinically effective after reasonable trials should be discontinued, unless the rationale for continuation can be supported and is documented in the person’s comprehensive clinical record.
  • The prescription of psychotropic medications by Behavioral Health medical Practitioners must be coordinated with primary care providers (PCPs) and Medicare providers or other health care providers to minimize the potential for adverse clinical outcomes. See Section 4.3, Coordination of Care with AHCCCS Health Plans and Primary Care Providers regarding expectations for coordination of care with PCPs and other health care providers.

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3.15.5 Definitions
Adverse Drug Reaction

Behavioral Health Medical Practitioner

Cross-tapering

Medication Error

3.15.6 Objectives
To ensure that psychotropic medications prescribed for persons are prescribed and monitored in a manner that provides for safe and effective use.

3.15.7 Procedures

3.15.7-A. Basic requirements
Medications may only be prescribed by T/RBHA credentialed and licensed physicians, physician assistants, or nurse practitioners. See Section 3.20, Credentialing and Privileging for more information regarding credentialing requirements.

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3.15.7-B: Assessments
Reasonable clinical judgment, supported by available assessment information, must guide the prescription of psychotropic medications. To the extent possible, candidates for psychotropic medications must be assessed prior to prescribing and providing psychotropic medications. Psychotropic medication assessments must be documented in the person’s comprehensive clinical record and must be scheduled in a timely manner consistent with Section 3.2, Appointment Standards and Timeliness of Service. Behavioral Health medical Practitioners can use assessment information that has already been collected by other sources and are not required to document existing assessment information that is part of the person’s comprehensive clinical record. At a minimum, assessments for psychotropic medications must include:

  • An adequately detailed medical and behavioral health history;
  • A mental status examination;
  • A diagnosis;
  • Target Symptoms;
  • A review of possible medication allergies; and
  • A review of previously and currently prescribed medications including any noted side effects and/or potential drug interactions.

Reassessments must be completed on an ongoing basis to ensure medication compliance and to substantiate that the prescribed psychotropic medication(s) are the most effective treatment for the person.

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3.15.7-C: Informed consent
Informed consent must be obtained from the person and/or legal guardian for each psychotropic medication prescribed. In obtaining informed consent, Behavioral Health medical Practitioners must communicate in a manner that the person and/or legal guardian can understand and comprehend. The comprehensive clinical record must include documentation of the essential elements for obtaining informed consent. Essential elements for obtaining informed consent for medication are contained within PM Form 3.15.1, Informed Consent for Psychotropic Medication Treatment.

The use of PM Form 3.15.1 is recommended as a tool to review and document informed consent for psychotropic medications. If PM Form 3.15.1 is not used to document informed consent, the essential elements for obtaining informed consent must be documented in the person’s individual comprehensive clinical record in an alternative fashion.

For more information regarding informed consent, please see Section 3.11, General and Informed Consent to Treatment.

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3.15.7-D: High-risk medications
Psychotropic medications must be monitored adequately to avoid, diminish, or relieve side effects and adverse outcomes. Behavioral Health medical Practitioners must develop and implement safe and effective prescribing and monitoring practices to ensure that high-risk medications are adequately monitored to promote safe and effective use. At a minimum, this must include:

Type of Medication Monitoring Action
Antipsychotic Medications Administer the Abnormal Involuntary Movement Scale (AIMS) and document results. At a minimum, the AIMS must be completed and recorded upon the initiation of a new anti-psychotic medication, at least annually, or more frequently as indicated on an individual basis, or according to additional timeframes established by the T/RBHA Medical Director. Weight, fasting blood glucose and lipid levels must be monitored at least annually, or more frequently as indicated on an individual basis, or according to additional timeframes established by the T/RBHA Medical Director. Gila River RBHA Policy 1.1.1 Assessment of Movement Disorders requires that the AIMS be completed and documented upon initiation of a new anti-psychotic medication and every 6 months throughout treatment.
Lithium Carbonate For each person who is prescribed Lithium Carbonate or any related formulations of Lithium, obtain Lithium levels, thyroid function tests, and renal function test at least annually or more frequently as indicated on an individual basis, or according to additional timeframes established by the T/RBHA Medical Director.
Anticonvulsant medications used for mood stabilization For each person who is prescribed anti-convulsant medications for mood stabilization or related treatment purposes, as indicated, obtain blood levels and liver function tests, CBC or other lab tests at least annually, or more frequently as indicated on an individual basis, or according to additional timeframes established by the T/RBHA Medical Director.
For persons on medications that are known to affect health parameters For persons on medications that are known to affect health parameters, such as height, weight, heart rate, and blood pressure, assessments will be made of the person’s height, weight, heart rate, and blood pressure as indicated on an individual basis, or according to timeframes established by the T/RBHA Medical Director. The Gila River RBHA requires that network Behavioral Health medical Practitioners document a baseline weight prior to the initiation of any psychiatric medication.

3.15.7-E: Polypharmacy
ADHS/DBHS recognizes two types of polypharmacy; intra-class polypharmacy and inter-class polypharmacy. Below are ADHS/DBHS expectations regarding prescribing multiple psychotropic medications to a person being treated for a behavioral health condition:

Intra-class Polypharmacy: Defined as more than two medications regularly prescribed at the same time within the same class, other than for cross-tapering purposes. The person’s medical record must contain documentation specifically describing the rationale and justification for the combined use.

Inter-class Polypharmacy: Defined as more than three medications regularly prescribed at the same time from different classes of medications for the overall treatment of behavioral health disorders. The medical record must contain documentation specifically describing the rationale and justification for the combined use.

3.15.7-F. Reporting requirements
ADHS/DBHS requires that T/RBHAs establish a system for monitoring the following:

  • Adverse drug reactions
  • Medication errors

The above referenced events must be identified, reported, tracked, reviewed and analyzed by the T/RBHA. Providers within the Gila River RBHA must report adverse drug reactions and medication errors to the RBHA within 7 days of each occurrence. The Gila River RBHA reviews, tracks and trends data at least quarterly with findings reported to the Gila River RBHA Quality Management Committee.

An incident report must be completed for any medication errors and/or adverse drug reactions that result in emergency medical intervention. See Section 7.4, Reporting of Incidents, Accidents and Deaths for more information.

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3.15 Psychotropic Medication: Prescribing and Monitoring
Last Revised: 05/17/2007
Effective Date: 08/15/2007

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